|
The following firms are believed to presently make a market in PennantPark Investment Corporation stock on the NASDAQ: |
|
COMPANY |
PHONE |
ADDRESS |
Arlington Asset Investment Corporation |
(703) 312-9500 |
Potomac Tower
1001 19th Street North 18th Floor
Arlington, VA 22209 |
|
Automated Trading Desk LLC |
(843) 789-2000 |
11 East Wall Street
Mount Plesant, SC 29464 |
|
B-Trade Services, LLC
|
(212) 448-5683 |
1633 Broadway
48th Floor
New York, NY 10019 |
|
Banc of America Securities, LLC |
(201) 422-7600 |
Bank Of America Corporate Center
100 North Tryon Street
Charlotte, NC 28255 |
|
BMO Capital Markets |
(212) 605-1646 |
Three Times Square
New York, NY 10036 |
|
Cantor Fitzgerald Partners |
(212) 829-4856 |
135 East 57th Street
Third Floor
New York, NY 10022 |
|
CIBC World Markets Corporation |
(212) 856-4000 |
300 Madison Avenue
New York, NY 10017 |
|
Citadel Derivatives Group, LLC |
(312) 395-3121 |
131 South Dearborn Street
32nd Floor
Chicago, IL 60603 |
|
Cowen & Company, LLC |
(646) 562-1000 |
1221 Avenue of the Americas
14th Floor
New York, NY 10020 |
|
Credit Suisse Securities (USA), LLC |
(212) 325-2000 |
11 Madison Avenue
New York, NY 10010 |
|
E*Trade Capital Markets, LLC
|
(312) 294-7846 |
One Financial Place
440 South La Salle Street Suite 3030
Chicago, IL 60605 |
|
Goldman, Sachs & Company |
(212) 902-1000 |
85 Broad Street
New York, NY 10004 |
|
Hill, Thompson, Magid & Company, Inc. |
(201) 434-6900 |
15 Exchange Place
Suite 800
Jersey City, NJ 07302 |
|
Hudson Securities, Inc. |
(201) 216-0100 |
525 Washington Boulevard
Suite 3600
Jersey City, NJ 07310 |
|
J.P. Morgan Securities, Inc. |
(888) 242-7389 |
270 Park Avenue
New York, NY 10017 |
|
Keefe, Bruyette & Woods, Inc. |
(212) 887-7777 |
787 Seventh Avenue
Fourth Floor
New York, NY 10019 |
|
Knight Equity Markets, LP |
(201) 557-6844 |
545 Washington Boulevard
Jersey City, NJ 07310 |
|
Maxim Group, LLC |
(516) 393-8300 |
99 Sunnyside Boulevard Extension
Woodbury, NY 11797 |
|
Merrill Lynch, Pierce, Fenner & Smith, Inc. |
(800) 637-7455 |
Merrill Lynch World Headquarters
North Tower World Financial Center
New York, NY 10080 |
|
National Financial Services, LLC |
(800) 877-2410 |
Two Seaport Lane
ZE7F
Boston, MA 02210 |
|
RBC Capital Markets Corporation |
(612) 371-2711 |
60 South Sixth Street
P.O. Box 1160
Minneapolis, MN 55402 |
|
Stifel, Nicolaus & Company, Inc. |
(314) 342-2000 |
501 North Broadway
Saint Louis, MO 63102 |
|
SunTrust Robinson Humphrey, Inc. |
(404) 926-5217 |
Atlanta Financial Center
3333 Peachtree Road, NE
Atlanta, GA 30326 |
|
Susquehanna Capital Group |
(610) 617-2600 |
401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004 |
|
TD Ameritrade |
(800) 368-3668 |
135 Green Street
Jersey City, NJ 07302 |
|
Tradition Asiel Securities, Inc. |
(212) 791-4500 |
75 Park Place
Fourth Floor
New York, NY 10007 |
|
UBS Securities, LLC |
(203) 719-3000 |
677 Washington Boulevard
Stamford, CT 06901 |
|
Wachovia Capital Markets, LLC |
(704) 715-5320 |
301 South College Street
Eighth Floor
Charlotte, NC 28288 |
